Securities Industry Employment Issues
Representing Securities Industry Professionals
Our employment law practice is one of the few Westchester County firms focused on representing individuals in the securities industry. We have represented scores of investment bankers, institutional sales professionals, and traders in a variety of financial sectors, including fixed-income, equities, and emerging markets.
Unlike other industry sectors, the financial industry is closely regulated, and as a securities industry professional, having counsel familiar with the Wall Street dispute resolution and regulatory framework and the broker-dealer working environment is essential to addressing your employment issues and protecting your professional reputation with the firm. Our lawyers provide guidance for our clients regarding:
- Employment agreements
- Contract disputes
- Bonus disputes
- Promissory notes
- Unpaid commissions
- Form U-5 expungements
- Whistleblower/retaliation claims
- Employee non-solicitation and non-competition agreements
- Trade secret provisions
- Confidentiality agreements
- Employment discrimination claims
- Severance agreements
At Markus & Sheridan, we have a deep knowledge of securities industry practice. We regularly represent individuals before FINRA and the American Arbitration Association. We have a track record of exemplary results in arbitration and have several notable and landmark New York cases involving unfair provisions in employee contracts and nonpayment of earned bonuses.
To speak with a highly experienced attorney who understands your unique situation, contact Markus & Sheridan, LLP, at 914-241-6300 or send us an e-mail. Our office is conveniently located in Mount Kisco, minutes from the Metro North train station and serves clients throughout Westchester County and the New York City metropolitan area.
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Markus & Sheridan, LLP
116 Radio Circle Drive
Suite 207
Mount Kisco, NY 10549
Phone: 914-241-6300
Fax: 914-241-6308
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