Skilled Legal Guidance For Professionals In The Securities Industry

At Markus & Sheridan, LLP, our employment law practice is one of the few Westchester County and New York City firms focused on representing individuals in the securities industry. We have represented scores of investment bankers, institutional sales professionals, and traders in a variety of financial sectors, including fixed-income, equities, and emerging markets.

The financial industry is closely regulated. As a securities industry professional, having counsel familiar with the Wall Street dispute resolution and regulatory framework as well as the broker-dealer working environment is essential to addressing your employment issues and protecting your professional reputation with the firm.

We Handle A Wide Range Of Cases

Our lawyers provide guidance for our clients regarding a range of securities and employment disputes and issues, including:

  • Employment agreements
  • Contract disputes
  • Employee bonus disputes
  • Promissory notes
  • Unpaid commissions
  • Form U-5 expungements
  • Whistleblower/retaliation claims
  • Employee non-solicitation and non-competition agreements
  • Trade secret provisions
  • Confidentiality agreements
  • Employment discrimination claims
  • Severance agreements

At Markus & Sheridan, we have a deep knowledge of securities industry practice. We regularly represent individuals before the Financial Industry Regulatory Authority (FINRA) and the American Arbitration Association. We have a track record of exemplary results in arbitration and have several notable and landmark New York cases involving unfair provisions in employee contracts and nonpayment of earned bonuses.

With our focused experienced and knowledge regarding FINRA and securities issues, we represent clients in the securities industry across the United States, including Chicago, Philadelphia and New York.

Contact Our FINRA Lawyers

To speak with a highly experienced attorney who understands your unique situation, contact Markus & Sheridan, LLP, at 914-241-6300 or 212-682-1115 or send us an email. Our offices are conveniently located in Mount Kisco, New York, minutes from the Metro North train station, and in Manhattan at 60 East and 42nd Street, across the street from Grand Central Station.